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F Sharp Programming/Lists

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F# : Lists

A list is an ordered collection of related values, and is roughly equivalent to a linked list data structure used in many other languages. F# provides a module, Microsoft.FSharp.Collections.List, for common operations on lists; this module is imported automatically by F#, so the List module is already accessible from every F# application.

Creating Lists

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Using List Literals

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There are a variety of ways to create lists in F#, the most straightforward method being a semicolon-delimited sequence of values. Here's a list of numbers in fsi:

> let numbers = [1; 2; 3; 4; 5; 6; 7; 8; 9; 10];;
val numbers : int list

> numbers;;
val it : int list = [1; 2; 3; 4; 5; 6; 7; 8; 9; 10]

Notice that all values in a list must have the same type:

> [1; 2; 3; 4; "cat"; 6; 7];;

  -------------^^^^^^

stdin(120,14): error FS0001: This expression has type
        string
but is here used with type
        int.

Using the :: ("cons") Operator

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It is very common to build lists up by prepending or consing a value to an existing list using the :: operator:

> 1 :: 2 :: 3 :: [];;
val it : int list = [1; 2; 3]
Note: the [] is an empty list. By itself, it has the type 'T list; since it is used with ints, it has the type int list.

The :: operator prepends items to a list, returning a new list. It is a right-associative operator with the following type:

val inline (::) : 'T -> 'T list -> 'T list

This operator does not actually mutate lists, it creates an entirely new list with the prepended element in the front. Here's an example in fsi:

> let x = 1 :: 2 :: 3 :: 4 :: [];;
val x : int list

> let y = 12 :: x;;
val y : int list

> x;;
val it : int list = [1; 2; 3; 4]

> y;;
val it : int list = [12; 1; 2; 3; 4]

Consing creates a new list, but it reuses nodes from the old list, so consing a list is an extremely efficient O(1) operation.

Using List.init

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The List module contains a useful method, List.init, which has the type

val init : int -> (int -> 'T) -> 'T list

The first argument is the desired length of the new list, and the second argument is an initializer function which generates items in the list. List.init is used as follows:

> List.init 5 (fun index -> index * 3);;
val it : int list = [0; 3; 6; 9; 12]

> List.init 5 (fun index -> (index, index * index, index * index * index));;
val it : (int * int * int) list
= [(0, 0, 0); (1, 1, 1); (2, 4, 8); (3, 9, 27); (4, 16, 64)]

F# calls the initializer function 5 times with the index of each item in the list, starting at index 0.

Using List Comprehensions

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List comprehensions refers to special syntactic constructs in some languages used for generating lists. F# has an expressive list comprehension syntax, which comes in two forms, ranges and generators.

Ranges have the constructs [start .. end] and [start .. step .. end]. For example:

> [1 .. 10];;
val it : int list = [1; 2; 3; 4; 5; 6; 7; 8; 9; 10]

> [1 .. 2 .. 10];;
val it : int list = [1; 3; 5; 7; 9]

> ['a' .. 's'];;
val it : char list
= ['a'; 'b'; 'c'; 'd'; 'e'; 'f'; 'g'; 'h'; 'i'; 'j'; 'k'; 'l'; 'm'; 'n'; 'o';
   'p'; 'q'; 'r'; 's']

Generators have the construct [for x in collection do ... yield expr], and they are much more flexible than ranges. For example:

> [ for a in 1 .. 10 do
        yield (a * a) ];;
val it : int list = [1; 4; 9; 16; 25; 36; 49; 64; 81; 100]

> [ for a in 1 .. 3 do
    for b in 3 .. 7 do
        yield (a, b) ];;
val it : (int * int) list
= [(1, 3); (1, 4); (1, 5); (1, 6); (1, 7); (2, 3); (2, 4); (2, 5); (2, 6);
   (2, 7); (3, 3); (3, 4); (3, 5); (3, 6); (3, 7)]

> [ for a in 1 .. 100 do
    if a % 3 = 0 && a % 5 = 0 then yield a];;
val it : int list = [15; 30; 45; 60; 75; 90]

it's possible to loop over any collection, not just numbers. This example loops over a char list:

> let x = [ 'a' .. 'f' ];;

val x : char list

> [for a in x do yield [a; a; a] ];;
val it : char list list
= [['a'; 'a'; 'a']; ['b'; 'b'; 'b']; ['c'; 'c'; 'c']; ['d'; 'd'; 'd'];
   ['e'; 'e'; 'e']; ['f'; 'f'; 'f']]

Note that the yield keyword pushes a single value into a list. Another keyword, yield!, pushes a collection of values into the list. The yield! keyword is used as follows:

> [for a in 1 .. 5 do
    yield! [ a .. a + 3 ] ];;
val it : int list
= [1; 2; 3; 4; 2; 3; 4; 5; 3; 4; 5; 6; 4; 5; 6; 7; 5; 6; 7; 8]

It's possible to mix the yield and yield! keywords:

> [for a in 1 .. 5 do
    match a with
    | 3 -> yield! ["hello"; "world"]
    | _ -> yield a.ToString() ];;
val it : string list = ["1"; "2"; "hello"; "world"; "4"; "5"]

Alternative List Comprehension Syntax

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The samples above use the yield keyword explicitly, however F# provides a slightly different arrow-based syntax for list comprehensions:

> [ for a in 1 .. 5 -> a * a];;
val it : int list = [1; 4; 9; 16; 25]

> [ for a in 1 .. 5 do
    for b in 1 .. 3 -> a, b];;
val it : (int * int) list
= [(1, 1); (1, 2); (1, 3); (2, 1); (2, 2); (2, 3); (3, 1); (3, 2); (3, 3);
   (4, 1); (4, 2); (4, 3); (5, 1); (5, 2); (5, 3)]

-> is equivalent to the yield operator respectively. While it's still common to see list comprehensions expressed using ->, this construct will not be emphasized in this book since it has been deprecated in favor of yield.

Pattern Matching Lists

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You use the same syntax to match against lists that you use to create lists. Here's a simple program:

let rec sum total = function
    | [] -> total
    | hd :: tl -> sum (hd + total) tl

let main() =
    let numbers = [ 1 .. 5 ]
    let sumOfNumbers = sum 0 numbers
    printfn "sumOfNumbers: %i" sumOfNumbers
    
main()

The sum method has the type val sum : int -> int list -> int. It recursively enumerates through the list, adding each item in the list to the value total. Step by step, the function works as follows:

total input hd :: tl sum (hd + total) tl
0 [1; 2; 3; 4; 5] 1 :: [2; 3; 4; 5] sum (1 + 0 = 1) [2; 3; 4; 5]
1 [2; 3; 4; 5] 2 :: [3; 4; 5] sum (2 + 1 = 3) [3; 4; 5]
3 [3; 4; 5] 3 :: [4; 5] sum (3 + 3 = 6) [4; 5]
6 [4; 5] 4 :: [5] sum (4 + 6 = 10) [5]
10 [5] 5 :: [] sum (5 + 10 = 15) []
15 [] n/a returns total

Reversing Lists

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Frequently, we use recursion and pattern matching to generate new lists from existing lists. A simple example is reversing a list:

let reverse l =
    let rec loop acc = function
        | [] -> acc
        | hd :: tl -> loop (hd :: acc) tl
    loop [] l
Note to beginners: the pattern seen above is very common. Often, when we iterate through lists, we want to build up a new list. To do this recursively, we use an accumulating parameter (which is called acc above) which holds our new list as we generate it. It's also very common to use a nested function, usually named innerXXXXX or loop, to hide the implementation details of the function from clients (in other words, clients should not have to pass in their own accumulating parameter).

reverse has the type val reverse : 'a list -> 'a list. You'd use this function as follows:

> reverse [1 .. 5];;
val it : int list = [5; 4; 3; 2; 1]

This simple function works because items are always prepended to the accumulating parameter acc, resulting in series of recursive calls as follows:

acc input loop (hd :: acc) tl
[] [1; 2; 3; 4; 5] loop (1 :: []) [2; 3; 4; 5]
[1] [2; 3; 4; 5] loop (2 :: [1]) [3; 4; 5]
[2; 1] [3; 4; 5] loop (3 :: [2; 1]) [4; 5]
[3; 2; 1] [4; 5] loop (4 :: [3; 2; 1]) [5]
[4; 3; 2; 1] [5] loop (5 :: [4; 3; 2; 1]) []
[5; 4; 3; 2; 1] [] returns acc

List.rev is a built-in function for reversing a list:

> List.rev [1 .. 5];;
val it : int list = [5; 4; 3; 2; 1]

Filtering Lists

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Oftentimes, we want to filter a list for certain values. We can write a filter function as follows:

open System

let rec filter predicate = function
    | [] -> []
    | hd :: tl ->
        match predicate hd with
        | true -> hd::filter predicate tl
        | false -> filter predicate tl

let main() =
    let filteredNumbers = [1 .. 10] |> filter (fun x -> x % 2 = 0)
    printfn "filteredNumbers: %A" filteredNumbers
    
main()

The filter method has the type val filter : ('a -> bool) -> 'a list -> 'a list. The program above outputs:

filteredNumbers: [2; 4; 6; 8; 10]

We can make the filter above tail-recursive with a slight modification:

let filter predicate l =
    let rec loop acc = function
        | [] -> acc
        | hd :: tl ->
            match predicate hd with
            | true -> loop (hd :: acc) tl
            | false -> loop (acc) tl
    List.rev (loop [] l)
Note: Since accumulating parameters often build up lists in reverse order, it's very common to see List.rev called immediately before returning a list from a function to put it in correct order.

Mapping Lists

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We can write a function which maps a list to another list:

open System

let rec map converter = function
    | [] -> []
    | hd :: tl -> converter hd::map converter tl

let main() =
    let mappedNumbers = [1 .. 10] |> map ( fun x -> (x * x).ToString() )
    printfn "mappedNumbers: %A" mappedNumbers
    
main()

map has the type val map : ('a -> 'b) -> 'a list -> 'b list. The program above outputs:

mappedNumbers: ["1"; "4"; "9"; "16"; "25"; "36"; "49"; "64"; "81"; "100"]

A tail-recursive map function can be written as:

let map converter l =
    let rec loop acc = function
        | [] -> acc
        | hd :: tl -> loop (converter hd :: acc) tl
    List.rev (loop [] l)

Like the example above, we use the accumulating-param-and-reverse pattern to make the function tail recursive.

Using the List Module

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Although a reverse, filter, and map method were implemented above, it's much more convenient to use F#'s built-in functions:

List.rev reverses a list:

> List.rev [1 .. 5];;
val it : int list = [5; 4; 3; 2; 1]

List.filter filters a list:

> [1 .. 10] |> List.filter (fun x -> x % 2 = 0);;
val it : int list = [2; 4; 6; 8; 10]

List.map maps a list from one type to another:

> [1 .. 10] |> List.map (fun x -> (x * x).ToString());;
val it : string list
= ["1"; "4"; "9"; "16"; "25"; "36"; "49"; "64"; "81"; "100"]

List.append and the @ Operator

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List.append has the type:

val append : 'T list -> 'T list -> 'T list

As you can imagine, the append functions appends one list to another. The @ operator is an infix operator which performs the same function:

let first = [1; 2; 3;]
let second = [4; 5; 6;]
let combined1 = first @ second (* returns [1; 2; 3; 4; 5; 6] *)
let combined2 = List.append first second (* returns [1; 2; 3; 4; 5; 6] *)

Since lists are immutable, appending two lists together requires copying all of the elements of the lists to create a brand new list. However, since lists are immutable, it's only necessary to copy the elements of the first list; the second list does not need to be copied. Represented in memory, appending two lists can be diagrammed as follows:

We start with the following:

   first = 1 :: 2 :: 3 :: []

   second = 4 :: 5 :: 6 :: []

Appending the two lists, first @ second, results in the following:

      first = 1 :: 2 :: 3 :: []
              \______  ______/
                     \/     
   combined = 1 :: 2 :: 3 :: second
                  (copied)

In other words, F# prepends a copy of first to second to create the combined list. This hypothesis can be verified using the following in fsi:

> let first = [1; 2; 3;]
let second = [4; 5; 6;]
let combined = first @ second
let secondHalf = List.tail (List.tail (List.tail combined));;

val first : int list
val second : int list
val combined : int list
val secondHalf : int list

> System.Object.ReferenceEquals(second, secondHalf);;
val it : bool = true

The two lists second and secondHalf are literally the same object in memory, meaning F# reused the nodes from second when constructing the new list combined.

Appending two lists, list1 and list2 has a space and time complexity of O(list1.Length).

List.choose

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List.choose has the following definition:

val choose : ('T -> 'U option) -> 'T list -> 'U list

The choose method is clever because it filters and maps a list simultaneously:

> [1 .. 10] |> List.choose (fun x ->
    match x % 2 with
    | 0 -> Some(x, x*x, x*x*x)
    | _ -> None);;
val it : (int * int * int) list
= [(2, 4, 8); (4, 16, 64); (6, 36, 216); (8, 64, 512); (10, 100, 1000)]

choose filters for items that return Some and maps them to another value in a single step.

List.fold and List.foldBack

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List.fold and List.foldBack have the following definitions:

val fold : ('State -> 'T -> 'State) -> 'State -> 'T list -> 'State
val foldBack : ('T -> 'State -> 'State) -> 'T list -> 'State -> 'State

A "fold" operation applies a function to each element in a list, aggregates the result of the function in an accumulator variable, and returns the accumulator as the result of the fold operation. The 'State type represents the accumulated value, it is the output of one round of the calculation and input for the next round. This description makes fold operations sound more complicated, but the implementation is actually very simple:

(* List.fold implementation *)
let rec fold (f : 'State -> 'T -> 'State) (seed : 'State) = function
    | [] -> seed
    | hd :: tl -> fold f (f seed hd) tl
    
(* List.foldBack implementation *)
let rec foldBack (f : 'T -> 'State -> 'State) (items : 'T list) (seed : 'State) =
    match items with
    | [] -> seed
    | hd :: tl -> f hd (foldBack f tl seed)

fold applies a function to each element in the list from left to right, while foldBack applies a function to each element from right to left. Let's examine the fold functions in more technical detail using the following example:

let input = [ 2; 4; 6; 8; 10 ]
let f accumulator input = accumulator * input
let seed = 1
let output = List.fold f seed input

The value of output is 3840. This table demonstrates how output was calculated:

accumulator input f accumulator input = accumulator * input
1 (seed) 2 1 * 2 = 2
2 4 2 * 4 = 8
8 6 8 * 6 = 48
48 8 48 * 8 = 384
384 10 384 * 10 = 3840 (return value)

List.fold passes an accumulator with an item from the list into a function. The output of the function is passed as the accumulator for the next item.

As shown above, the fold function processes the list from the first item to the last item in the list, or left to right. As you can imagine, List.foldBack works the same way, but it operates on lists from right to left. Given a fold function f and a list [1; 2; 3; 4; 5], the fold methods transform our lists in the following ways:

fold: f (f (f (f (f (f seed 1) 2) 3) 4) 5
foldBack: f 1 (f 2 (f 3(f 4(f 5 seed))))

There are several other functions in the List module related to folding:

  • fold2 and foldBack2: folds two lists together simultaneously.
  • reduce and reduceBack: same as fold and foldBack, except it uses the first (or last) element in the list as the seed value.
  • scan and scanBack: similar to fold and foldBack, except it returns all of the intermediate values as a list rather than the final accumulated value.

Fold functions can be surprisingly useful:

Summing the numbers 1 - 100

let x = [ 1 .. 100 ] |> List.fold ( + ) 0 (* returns 5050 *)

In F#, mathematical operators are no different from functions. As shown above, we can actually pass the addition operator to the fold function, because the + operator has the definition int -> int -> int.

Computing a factorial

let factorial n = [ 1I .. n ] |> List.fold ( * ) 1I
let x = factorial 13I (* returns 6227020800I *)

Computing population standard deviation

let stddev (input : float list) =
    let sampleSize = float input.Length
    let mean = (input |> List.fold ( + ) 0.0) / sampleSize
    let differenceOfSquares =
        input |> List.fold
            ( fun sum item -> sum + Math.Pow(item - mean, 2.0) ) 0.0
    let variance = differenceOfSquares / sampleSize
    Math.Sqrt(variance)

let x = stddev [ 5.0; 6.0; 8.0; 9.0 ] (* returns 1.58113883 *)

List.find and List.tryFind

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List.find and List.tryfind have the following types:

val find : ('T -> bool) -> 'T list -> 'T
val tryFind : ('T -> bool) -> 'T list -> 'T option

The find and tryFind methods return the first item in the list for which the search function returns true. They only differ as follows: if no items are found that meet the search function, find throws a KeyNotFoundException, while tryfind returns None.

The two functions are used as follows:

> let cities = ["Bellevue"; "Omaha"; "Lincoln"; "Papillion"; "Fremont"];;

val cities : string list =
  ["Bellevue"; "Omaha"; "Lincoln"; "Papillion"; "Fremont"]

> let findStringContaining text (items : string list) =
    items |> List.find(fun item -> item.Contains(text));;

val findStringContaining : string -> string list -> string

> let findStringContaining2 text (items : string list) =
    items |> List.tryFind(fun item -> item.Contains(text));;

val findStringContaining2 : string -> string list -> string option

> findStringContaining "Papi" cities;;
val it : string = "Papillion"

> findStringContaining "Hastings" cities;;
System.Collections.Generic.KeyNotFoundException: The given key was not present in the dictionary.
   at Microsoft.FSharp.Collections.ListModule.find[T](FastFunc`2 predicate, FSharpList`1 list)
   at <StartupCode$FSI_0007>.$FSI_0007.main@()
stopped due to error

> findStringContaining2 "Hastings" cities;;
val it : string option = None

Exercises

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Solutions.

Pair and Unpair

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Write two functions with the following definitions:

val pair : 'a list -> ('a * 'a) list
val unpair : ('a * 'a) list -> 'a list

The pair function should convert a list into a list of pairs as follows:

pair [ 1 .. 10 ] = [(1, 2); (3, 4); (5, 6); (7, 8); (9, 10)]
pair [ "one"; "two"; "three"; "four"; "five" ] = [("one", "two"); ("three", "four")]

The unpair function should convert a list of pairs back into a traditional list as follows:

unpair [(1, 2); (3, 4); (5, 6)] = [1; 2; 3; 4; 5; 6]
unpair [("one", "two"); ("three", "four")] = ["one"; "two"; "three"; "four"]

Expand a List

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Write a function with the following type definition:

val expand : 'a list -> 'a list list

The expand function should expand a list as follows:

expand [ 1 .. 5 ] = [ [1; 2; 3; 4; 5]; [2; 3; 4; 5]; [3; 4; 5]; [4; 5]; [5] ]
expand [ "monkey"; "kitty"; "bunny"; "rat" ] =
    [ ["monkey"; "kitty"; "bunny"; "rat"];
      ["kitty"; "bunny"; "rat"];
      ["bunny"; "rat"];
      ["rat"] ]

Greatest common divisor on lists

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The task is to calculate the greatest common divisor of a list of integers.
The first step is to write a function which should have the following type:

val gcd : int -> int -> int

The gcd function should take two integers and return their greatest common divisor. Hint: Use wikipedia:Euclidean algorithm

gcd 15 25 = 5

The second step is to use the gcd function to calculate the greatest common divisor of an int list.

val gcdl : int list -> int

The gcdl function should work like this:

gcdl [15; 75; 20] = 5

If the list is empty the result shall be 0.

Basic Mergesort Algorithm

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The goal of this exercise is to implement the mergesort algorithm to sort a list in F#. When I talk about sorting, it means sorting in an ascending order. If you're not familiar with the mergesort algorithm, it works like this:

  • Split: Divide the list in two equally large parts
  • Sort: Sort those parts
  • Merge: Sort while merging (hence the name)

Note that the algorithm works recursively. It will first split the list. The next step is to sort both parts. To do that, they will be split again and so on. This will basically continue until the original list is scrambled up completely. Then recursion will do it's magic and assemble the list from the bottom. This might seem confusing at first, but you will learn a lot about how recursion works, when there's more than one function involved

The split function

val split : 'a list -> 'a list * 'a list

The split function will work like this.

split [2; 8; 5; 3] = ( [5; 2], [8; 3] )

The split's will be returned as a tuple. The split function doesn't need to sort the lists though.

The merge function
The next step is merging. We now want to merge the split's together into a sorted list assuming that both split's themselves are already sorted. The merge function will take a tuple of two already sorted lists and recursively create a sorted list:

val merge : 'a list * 'a list -> 'a list

Example:

merge ( [2; 5], [3; 8] ) = [2; 3; 5; 8]

It is important to notice that the merge function will only work if both split's are already sorted. It will make it's implementation a lot easier. Assuming both split's are sorted, we can just look at the first element of both split's and only compare which one of them is smaller. To ensure this is the case we will write one last function.

The msort function
You can think of it as the function organising the correct execution of the algorithm. It uses the previously implemented functions, so it's able to take a random list and return the sorted list.

val msort : 'a list -> 'a list

How to implement msort:
If the list is empty or if the list has only one element, we don't need to do anything to it and can immediately return it, because we don't need to sort it.
If that's not the case, we need to apply our algorithm to it. First split the list into a tuple of two, then merge the tuple while recursively sorting both arguments of the tuple.

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